-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SiIvg0VRo329b0dYYGob2/XWeSQudZQvh0ayTC+fzJfht4UYCZ3EtjiVDX/ukjVS p/rOGJ6elP7rvhMZECbm0Q== 0000903423-04-000187.txt : 20040213 0000903423-04-000187.hdr.sgml : 20040213 20040213172554 ACCESSION NUMBER: 0000903423-04-000187 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS GROUP INC CENTRAL INDEX KEY: 0001141107 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 582588724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-61849 FILM NUMBER: 04600722 BUSINESS ADDRESS: STREET 1: 11450 TECHNOLOGY CIRCLE CITY: DULUTH STATE: GA ZIP: 30097 BUSINESS PHONE: 6784732000 MAIL ADDRESS: STREET 1: 11450 TECHNOLOGY CIRCLE CITY: DULUTH STATE: GA ZIP: 30097 FORMER COMPANY: FORMER CONFORMED NAME: BROADBAND PARENT CORP DATE OF NAME CHANGE: 20010521 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTEL NETWORKS CORP CENTRAL INDEX KEY: 0000072911 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 621262580 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 8200 DIXIE ROAD SUITE 100 STREET 2: BRAMPTON CITY: ONTARIO CANADA STATE: A6 ZIP: L6T 5P6 BUSINESS PHONE: 9058630000 MAIL ADDRESS: STREET 1: 8200 DIXIE ROAD STREET 2: SUITE 100 BRAMPTON CITY: ONTARIO CANADA STATE: A6 ZIP: L6T 5P6 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN TELECOM LTD DATE OF NAME CHANGE: 19940831 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN ELECTRIC CO LTD DATE OF NAME CHANGE: 19760324 SC 13G 1 arris13g.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No._)* Arris Group, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 04269Q100 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2003 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ----------------------- CUSIP No. 04269Q100 - ----------------------- 1 NAME OF REPORTING PERSON S.S. or IDENTIFICATION NO. OF ABOVE PERSON NORTEL NETWORKS CORPORATION 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)|_| (b)|_| 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION CANADA 5 SOLE VOTING POWER NUMBER OF SHARES NONE BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH REPORTING 5,000,000 PERSON WITH: 7 SOLE DISPOSITIVE POWER NONE 8 SHARED DISPOSITIVE POWER 5,000,000 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,000,000 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_|* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.6% 12 TYPE OF REPORTING PERSON CO Item 1. Issuer (a) NAME OF ISSUER: Arris Group, Inc. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 11450 Technology Circle, Duluth, GA 30097 Item 2. Person Filing and Securities Statement Being Filed in Respect Of (a) NAME OF PERSONS FILING: Nortel Networks Corporation (the "Corporation") (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 8200 Dixie Road, Suite 100, Brampton, Ontario L6T 5P6, Canada (c) CITIZENSHIP: Canada (d) TITLE OF CLASS OF SECURITIES: Common Stock, $0.01 par value (e) CUSIP NUMBER: 04269Q100 Item 3. If this statement is filed pursuant to Sections 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: Not Applicable. This statement is being filed pursuant to Rule 13d-1(d). Item 4. Ownership. (a) AMOUNT BENEFICIALLY OWNED: 5,000,000 (as of December 31, 2003) (b) PERCENT OF CLASS: 6.6% (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:* (i) Sole power to vote or to direct the vote: NONE (ii) Shared power to vote or to direct the vote: 5,000,000 (iii) Sole power to dispose or to direct the disposition of: NONE (iv) Shared power to dispose or to direct the disposition of: 5,000,000 * This Schedule 13G is deemed to amend the Schedule 13D filed by the Corporation with the Securities and Exchange Commission on August 13, 2001 and the subsequent amendments thereto. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: | | Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. The shares beneficially owned by the Corporation are held directly by Nortel Networks Inc., a wholly owned subsidiary of Nortel Networks Limited, which in turn is a wholly owned subsidiary of the Corporation. Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. Not Applicable SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 2004 NORTEL NETWORKS CORPORATION By: /s/ Katherine B. Stevenson ---------------------------- Name: Katherine B. Stevenson Title: Treasurer By: /s/ Gordon A. Davies ---------------------------- Name: Gordon A. Davies Title: Assistant Secretary -----END PRIVACY-ENHANCED MESSAGE-----